New Entrant Audit

Guides

Guides, in the order a new carrier meets the questions.

Every guide answers the question in its title completely, in plain words, with the rule cited. No guide ends in a sales pitch dressed as an answer — the product door is at the bottom, after the answer.

What Is a New Entrant Safety Audit? The Whole Review, Explained

The complete audit walkthrough: who gets one, when it lands, what §385.311 samples, and what a pass and a fail each set in motion.

The 16 Automatic-Failure Lines of §385.321(b), in Plain Words

Every §385.321(b) line that ends an audit on its own — with the evidence each line wants to see.

Driver Qualification File Checklist — §391.51 Item by Item

All eight §391.51(b) items in order, the two retention clocks, and the two files that must never be stapled into this folder.

The §391.53 Safety Performance History File — Why It Lives Apart

The hiring-investigation file the rules fence off from the DQ folder: controlled access, driver rebuttal rights, and its own retention clock.

What Happens If You Fail a New Entrant Safety Audit?

The notice, the CAP clock, the 15-day trap, revocation, and the 30-day road back — the whole failure sequence in §385.319's own terms.

What a Corrective Action Plan for FMCSA Must Contain

Cause, steps taken, prevention, effective dates, evidence, and a signed officer statement — plus the received-by-15-days rule that saves the window.

New Entrant Safety Audit Document Submission — What to Send, in What Order

The submission package, in the order an auditor reads it — and the three mistakes (dumps, backdating, silence) that turn findings into credibility problems.

Medical Certificates and the CDLIS Paper-Card Trap

Why the state record replaced the paper card for CDL drivers, what §391.51(b)(7)–(8) actually want in the file, and the drawer-full-of-cards trap.

A Drug & Alcohol Program for a New Carrier — the Part 382 Starter

Policy, pool, gating tests, Clearinghouse: the four parts an auditor checks, including the owner-operator case where the pool of one cannot exist.

DOT Audit vs. New Entrant Safety Audit vs. Compliance Review

Three doors, three stakes: the safety audit's CAP clock, the compliance review's rating and fines, and the roadside record that feeds both.

How Long Are You a New Entrant? 18 Months, Two Clocks Inside

The 18-month period, the 12-month and 120-day audit windows inside it, expedited action, and why the yearly plan is shaped around these dates.

The Annual MVR and the Annual Review — Both Duties in §391.25

The record pull, the review note everybody forgets, and the violations list FMCSA removed in 2022 — the two annual duties, per driver, on their own cycles.